-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KM6MoeSakAMM3VKfigkGokDqliXgmuDuLX49M8gPk4n1W291kO3hLSbeMUtlU5Iw N/+kwH23//cWYmvMVu1AYQ== 0000950131-99-001187.txt : 19990302 0000950131-99-001187.hdr.sgml : 19990302 ACCESSION NUMBER: 0000950131-99-001187 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990301 GROUP MEMBERS: AGI ACQUISITION CORP GROUP MEMBERS: MADISON DEARBORN CAPITAL PARTNERS GROUP MEMBERS: MADISON DEARBORN CAPITAL PARTNERS L P GROUP MEMBERS: MADISON DEARBORN PARTNERS INC. GROUP MEMBERS: WEC COMPANY GROUP MEMBERS: WOODS EQUIPMENT COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALAMO GROUP INC CENTRAL INDEX KEY: 0000897077 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 741621248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44923 FILM NUMBER: 99552999 BUSINESS ADDRESS: STREET 1: 1502 E WALNUT CITY: SEGUIN STATE: TX ZIP: 78155 BUSINESS PHONE: 2103791480 MAIL ADDRESS: STREET 1: P.O. BOX 549 STREET 2: 1502 EAST WALNUT CITY: SEGUIN STATE: TX ZIP: 78155 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MADISON DEARBORN CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0000895067 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363863140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: THREE FIRST NATIONAL PLAZA SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3128612163 MAIL ADDRESS: STREET 1: THREE FIRST NATIONAL PLAZA STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60670 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a) (Amendment No. 1 (Final Amendment))* Alamo Group Inc. --------------------------------------- (Name of Issuer) Common Stock, par value $.10 per share ----------------------------------------------------- (Title of Class of Securities) 011311107 ----------------------------------------------------- (CUSIP Number) Copy to: Paul R. Wood Madison Dearborn Partners, Inc. Three First National Plaza Chicago, Illinois 60602 312/895-1000 Michael H. Kerr, P.C. Kirkland & Ellis 200 E. Randolph Drive Chicago, Illinois 60601 312/861-2000 ------------------------------------------------ (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) August 18, 1998 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in proper format shall include a signed original and five copies of this schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 17 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Madison Dearborn Capital Partners II, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) or 2(E) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 (See Item 5) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 (See Item 5) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 (See Item 5) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 PN - ------------------------------------------------------------------------------ 2 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Madison Dearborn Partners II, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) or 2(E) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 (See Item 5) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 (See Item 5) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 (See Item 5) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 PN - ------------------------------------------------------------------------------ 3 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Madison Dearborn Partners, Inc. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) or 2(E) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 (See Item 5) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 (See Item 5) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 (See Item 5) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO - ------------------------------------------------------------------------------ 4 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 AGI Acquisition Corp. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) or 2(E) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 (See Item 5) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 (See Item 5) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 (See Item 5) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO - ------------------------------------------------------------------------------ 5 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 WEC Company - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 PF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) or 2(E) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 (See Item 5) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 (See Item 5) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 (See Item 5) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO - ------------------------------------------------------------------------------ 6 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Woods Equipment Company - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) or 2(E) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 (See Item 5) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 (See Item 5) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 (See Item 5) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO - ------------------------------------------------------------------------------ 7 The following is the first and Final Amendment (the "Final Amendment") to the 13D Statement filed by the Reporting Persons with the Securities and Exchange Commission August 18, 1998 (the "Original Statement"). Item 1. Security and Issuer. ------------------- The securities to which this Final Amendment relates are shares of Common Stock, $.10 par value, (the "Common Stock") of Alamo Group Inc. (the "Issuer"). The address of the Issuer's principal executive offices is 1502 E. Walnut Road, Sequin, Texas 78155. Item 2. Identity and Background. ----------------------- Item 2 of the Original Statement is hereby amended as follows: This Final Amendment is being jointly filed by each of the Reporting Persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission (the "Commission") pursuant to Section 13 of the Securities and Exchange Act of 1934 to reflect the termination of their beneficial interest in the ownership of the Common Stock of the Issuer. As disclosed in Item 4 of the Original Statement, WEC, AGI and the Issuer entered into an Agreement and Plan of Merger, dated as of August 18, 1998 (the "Merger Agreement"). In connection with the execution of the Merger Agreement WEC and AGI entered into Option Agreements (the "Option Agreements"), with certain of the directors and executive officers of the Issuer and certain other persons (collectively, the "Option Stockholders") pursuant to which AGI had the option to purchase the Option Stockholders' shares of the Issuer (the "Options"). On February 22, 1999 the Merger Agreement was terminated. Pursuant to the terms of the Option Agreements the Options expired with the termination of the Merger Agreement. As the Options have expired, the Reporting Persons possess no further beneficial interest in ownership of the Issuer. 8 Item 4. Purpose of Transaction. Item 4 of the Original Statement is amended as follows: WEC, AGI and the Issuer entered into an Agreement and Plan of Merger, dated as of August 18, 1998. In connection with the execution of the Merger Agreement WEC and AGI entered into Option Agreements with the Option Stockholders pursuant to which AGI had Options to purchase the Option Stockholders' shares of the Issuer. On February 23, 1999 the Merger Agreement was terminated. Pursuant to the terms of the Option Agreements the Options expired with the termination of the Merger Agreement. As the Options have expired, the Reporting persons possess no further beneficial interest in ownership of the Common Stock of the Issuer. 9 Item 5. Interest in Securities of the Issuer. Item 5 of the Original Statement is amended as follows: As the Options have expired, the Reporting Persons have no further beneficial interest in ownership of the Common Stock of the Issuer. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. 10 Reference is made to the information disclosed under Items 2 and 4 of this Statement which is incorporated by reference in response to this Item. Item 7. Materials to be Filed as Exhibits. Exhibit D: Termination Agreement dated as of February 23, 1999 by and between Issuer; AGI and WEC. 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Final Amendment is true, complete and correct. Date: February 26, 1999 AGI Acquisition Corp. By: /s/ Thomas J. Laird ------------------- Name: Thomas J. Laird Title: President 12 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Final Amendment is true, complete and correct. Date: February 26, 1999 WEC Company By: /s/ Thomas J. Laird ------------------- Name: Thomas J. Laird Title: President 13 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Final Amendment is true, complete and correct. Date: February 26, 1999 Woods Equipment Company By: /s/ Thomas J. Laird ------------------- Name: Thomas J. Laird Title: President 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Final Amendment is true, complete and correct. Date: February 26, 1999 Madison Dearborn Capital Partners II, L.P. By: Madison Dearborn Partners II, L.P. Its: General Partner By: Madison Dearborn Partners, Inc. Its: General Partner By: /s/ Paul R. Wood -------------------- Name: Paul R. Wood Title: Managing Director 15 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Final Amendment is true, complete and correct. Date: February 26, 1999 Madison Dearborn Partners II, L.P. By: Madison Dearborn Partners, Inc. Its: General Partner By: /s/ Paul R. Wood -------------------- Name: Paul R. Wood Title: Managing Director 16 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Final Amendment is true, complete and correct. Date: February 26, 1999 Madison Dearborn Partners, Inc. By: /s/ Paul R. Wood -------------------- Name: Paul R. Wood Title: Managing Director 17 EX-99.D 2 SCHEDULE 13D TERMINATION AGREEMENT Exhibit D Alamo Group Inc. 750 E. Mulberry, Suite 401 San Antonio, TX 78212 February 23, 1999 WEC Company c/o Madison Dearborn Partners, Inc. Three First National Plaza, Suite 3800 Chicago, IL 60602 Gentleman: Reference is made to that certain Amended and Restated Agreement and Plan of Merger dated as of September 4, 1998 by and among Alamo Group Inc., a Delaware corporation ("Alamo"), WEC Company, a Delaware corporation ("WEC") and AGI Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of WEC ("AGI") (the "Merger Agreement"). Alamo, WEC and AGI hereby terminate the Merger Agreement pursuant to, and in accordance with Section 8(a)(i) thereof effective as of the date hereof. Alamo Group Inc. A Delaware corporation By: /s/ Donald J. Douglass ---------------------- Name: Donald J. Douglass Title: Chairman and Chief Executive Officer Agreed and Accepted as of the date written above. WEC Company, AGI Acquisition Corp. A Delaware corporation a Delaware corporation By: /s/ Paul Wood By: /s/ Paul Wood ------------- ------------- Name: Paul Wood Name: Paul Wood Title: Chairman Title: Chairman -----END PRIVACY-ENHANCED MESSAGE-----